job ID:o2c2151291
New York City office of our client seeks bank/investment management regulatory associate attorney with 4+ years of experience. The candidate provides comprehensive advice to clients on the regulations governing investment advisers and broker-dealers, bank fiduciaries, pooled investment vehicles (including mutual funds, bank collective investment funds, and retirement and insurance investment products), and the retirement marketplace. Works hands-on with a large variety of broker-dealer and investment adviser clients seeking to deliver services in various markets through different platforms and mediums in compliance with the federal and state securities laws and the rules of self-regulatory organizations. Works with insurance companies, securities firms, and other financial services providers to establish limited purpose trust companies and other nontraditional vehicles for providing fiduciary and asset management services, and advise banks and trust companies that provide investment management and fiduciary services and manage collective investment funds and other commingled pools. Bank regulatory experience with the Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, and various state bank regulatory agencies is needed. Knowledge related to regulatory matters with the SEC and FINRA essential.
The product of a recent transatlantic merger, this firm is a truly global force, with offices across the U.S., Europe, Africa, Asia, and the Middle East. This full-service firm is strong in the areas of corporate, mergers and acquisitions, litigation, energy and infrastructure, finance, employment law, construction, intellectual property, real estate, and tax. With a staggering number of Fortune 100 companies as clients, this firm is well-poised for continued growth. Associates who join this firm can expect complex work and sophisticated matters.