KLEBERG BANK, NATIONAL ASSOCIATION
Investment Assistant (Finance)
Assist Financial Advisor in understanding and discovering key data points on clients and prospects through meetings, conversations, interviews, and questions around personality, lifestyle, budget needs, college planning, values, relationships, assets, goals etc.
Schedule and participate in meetings with Senior Advisors.
Assist Senior Advisor with all necessary paperwork for account management and compliance for department.
Work with service providers to ensure compliance of the department with regulatory issues.
Greet and assist new and existing clients.
Compile monthly reports for bank management.
Compose correspondence for both internal and external clients.
Gather information regarding client financial information, organizing electronic case files, preparing reports, letters, and other correspondence, and completing special projects as appropriate
Create and cultivate referral opportunities.
Assist Senior Advisor with client communication including follow-up work.
Coordinate and participate along with the Senior Advisor in client service prospecting events.
Coordinate internal employee recognition programs for referrals.
Attend social functions in the community outside normal work hours to effectively market and prospect for the department.
Comply with all laws, regulations, standards, and values that support the Bank's commitment to customer service and confidence and to the reputation of the Bank as described in the Team Member Handbook.
Comply with all of the rules, regulations and policies of all State and Federal securities regulators and self-regulatory organizations.
Practice banking center security procedures and protect customer confidentiality and privacy.